AXA IM UK Ltd/AXA Framlington IM Ltd: Rule 8.3 - Biffa Plc
FORM 8.3
DEALINGS BY PERSONS WITH INTERESTS IN SECURITIES REPRESENTING 1% OR
MORE
(Rule 8.3 of the City Code on Takeovers and Mergers)
1. KEY INFORMATION
+-------------------------------------------------------------------+
| Name of person dealing (Note 1) | AXA Investment Managers UK |
| | Limited/AXA Framlington |
| | Investment Management Limited |
|-----------------------------------+-------------------------------|
| Company dealt in | Biffa Plc |
|-----------------------------------+-------------------------------|
| Class of relevant security to | Ordinary shares |
| which the dealings being | |
| disclosed relate (Note 2) | |
|-----------------------------------+-------------------------------|
| Date of dealing | 06/12/07 |
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of
relevant security dealt in (Note 3)
+-------------------------------------------------------------------+
| | Long | Short |
| | | |
|----------------------------------+-------------------+------------|
| | Number (%) | Number (%) |
|----------------------------------+-------------------+------------|
| (1) Relevant securities | 6,444,014 (1.84%) | |
|----------------------------------+-------------------+------------|
| (2) Derivatives (other than | | |
| options) | | |
|----------------------------------+-------------------+------------|
| (3) Options and agreements to | | |
| purchase/sell | | |
|----------------------------------+-------------------+------------|
| Total | 6,444,014 (1.84%) | |
+-------------------------------------------------------------------+
(b) Interests and short positions in relevant securities of the
company, other than the class dealt in (Note 3)
+-------------------------------------------------------------------+
| Class of relevant security: | Long | Short |
|-----------------------------------------+------------+------------|
| | Number (%) | Number (%) |
|-----------------------------------------+------------+------------|
| (1) Relevant securities | | |
|-----------------------------------------+------------+------------|
| (2) Derivatives (other than options) | | |
|-----------------------------------------+------------+------------|
| (3) Options and agreements to | | |
| purchase/sell | | |
|-----------------------------------------+------------+------------|
| Total | | |
+-------------------------------------------------------------------+
(c) Rights to subscribe (Note 3)
+---------------------------------------+
| Class of relevant security: | Details |
|-----------------------------+---------|
+---------------------------------------+
3. DEALINGS (Note 4)
(a) Purchases and sales
+----------------------------------------------------------------+
| Purchase/sale | Number of securities | Price per unit (Note 5) |
|---------------+----------------------+-------------------------|
| Sale | 10,000 | 3.35p |
+----------------------------------------------------------------+
(b) Derivatives transactions (other than options)
+-------------------------------------------------------------------+
| Product | Long/short (Note | Number of securities | Price per |
| name, | 6) | (Note 7) | unit (Note |
| e.g. CFD | | | 5) |
|----------+------------------+------------------------+------------|
| | | | |
+-------------------------------------------------------------------+
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
+------------------------------------------------------------------------------------+
|Product |Writing, |Number of |Exercise|Type, e.g.|Expiry|Option money |
|name, |selling, |securities to which|price |American, |date |paid/received |
|e.g. call|purchasing, |the option relates | |European | |per unit (Note|
|option |varying etc.|(Note 7) | |etc. | |5) |
|---------+------------+-------------------+--------+----------+------+--------------|
+------------------------------------------------------------------------------------+
(ii) Exercising
+-------------------------------------------------------------------+
| Product name, e.g. | Number of securities | Exercise price per |
| call option | | unit (Note 5) |
|--------------------+----------------------+-----------------------|
| | | |
| | | |
+-------------------------------------------------------------------+
(d) Other dealings (including new securities) (Note 4)
+-------------------------------------------------------------------+
| Nature of transaction | Details | Price per unit (if applicable) |
| (Note 8) | | (Note 5) |
|-----------------------+---------+---------------------------------|
| | | |
+-------------------------------------------------------------------+
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or
derivatives
+-------------------------------------------------------------------+
| Full details of any agreement, arrangement or understanding |
| between the person disclosing and any other person relating to |
| the voting rights of any relevant securities under any option |
| referred to on this form or relating to the voting rights or |
| future acquisition or disposal of any relevant securities to |
| which any derivative referred to on this form is referenced. If |
| none, this should be stated. |
|-------------------------------------------------------------------|
| |
| |
+-------------------------------------------------------------------+
Is a Supplemental Form 8 attached? (Note 9) NO
+-------------------------------------------------------------------+
| Date of disclosure | 07/12/2007 |
|---------------------------------------------------+---------------|
| Contact name | Maria Mauro |
|---------------------------------------------------+---------------|
| Telephone number | 0207 003 2812 |
|---------------------------------------------------+---------------|
| If a connected EFM, name of offeree/offeror with | N/A |
| which connected | |
|---------------------------------------------------+---------------|
| If a connected EFM, state nature of connection | N/A |
| (Note 10) | |
+-------------------------------------------------------------------+
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